Broker Check

Fee-Based Investment Management

Investors are faced with ever-changing markets that bring many opportunities and many challenges.  As your Investment Representative, we take great pride in your trust and work diligently to protect your interests and assets.

Our investment consulting process was developed to maximize the relationship between client and advisor.  Our role is to listen and understand your goals, your time horizon and your risk tolerance.  From there, we develop a customized portfolio that most adequately fits your unique situation and market trends.  By reviewing the strategy on a regular basis, we are able to help ensure that it continually meshes with your goals and the market landscape.

Investment Representatives are abundant.  Investment Representatives that have true independence and access to the entire marketplace are fewer.  By partnering with LPL Financial, we have chosen a partner that does not manufacture any specific products.  We are able to access the entire universe of investment vehicles to find the proper strategies for you including traditional asset classes such as: stocks and bonds, institutional mutual funds, exchange traded funds, separately managed accounts and alternative investments.

We always work on a fee-based arrangement which eliminates any commission-based trading and makes our fees very clear.  We take great pride in being transparent; you will have one inclusive wrap fee with SWG so you always know the cost of our advice and service.